Duties Of Superintending Engineer In Pwd Where disclosure of inside information was delayed immediately after disclosure of such information you must inform the FCA that the disclosure was delayed You must do this by
Apr 29 2025 nbsp 0183 32 Under Section 165 of the Financial Services and Markets Act 2000 FSMA the FCA or Prudential Regulation Authority has the authority to require regulated firms or Jul 11 2025 nbsp 0183 32 FCA s Section 165 request marks a shift to data led supervision Learn what firms must do to align with Consumer Duty and stay compliant
Duties Of Superintending Engineer In Pwd
Duties Of Superintending Engineer In Pwd
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We are requesting this data via a mandatory S165 data request in the first year to ensure that we have data on the entire AR population We have tailored the S165 request following our firm This form is for the use of an issuer or an emission allowance market participant EAMP that wishes to notify the FCA that it has delayed a publication of inside information under Article 17
The FCA has undertaken a review of notifications made to it in circumstances where the disclosure of inside information has been delayed under Article 17 4 of the Market Abuse Jul 25 2025 nbsp 0183 32 Let s be clear we are now operating in a data driven regulatory environment and the recent information request from the Financial Conduct Authority FCA has reinforced the
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The Financial Conduct Authority FCA has a range of enforcement powers available in its toolkit Sections 165 172 of the Financial Services and Markets Act 2000 FSMA provide the FCA Delaying disclosure of inside information will not always mislead the public although a developing situation should be monitored so that if circumstances change an immediate disclosure can be
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Duties Of Superintending Engineer In Pwd - The FCA has undertaken a review of notifications made to it in circumstances where the disclosure of inside information has been delayed under Article 17 4 of the Market Abuse